The regulations governing TSD and depository participants have been put in place to ensure efficient, transparent, clear, and fair service, compliance with regulatory requirements and international standards, and to enhance investor confidence in the Thai capital market.
Regulations TSD Services Details regarding the roles, duties, and liabilities of the depository center
Regulations Depositor Application and Duties of Depositors Conditions and qualifications of those who are permitted as depositors with an emphasis on juristic persons who are licensed to operate securities-related businesses, as well as their duties as depositors once granted permission
Regulations Deposit, Withdrawal, Transfer and Cancellation of a Deposit of Securities Types of securities depository accounts and general provisions for depositing, withdrawing and transferring securities as well as the procedure for cancellation of securities deposit
Regulations Use of Securities as Collateral General principles for the use of securities as collateral as well as the methods of the revocation of the use of securities as collateral
The regulations governing the registrar, companies that appoint the registrar to be their securities registrar, and securities holders, have been put in place to ensure efficient, transparent, clear, and fair service and compliance with regulatory requirements.
Regulations Securities Registration Services Details of the roles, duties and liabilities of a securities registrar
Regulations Provision of Securities Registration Services to a Company Details of the agreement and scope of service provision to a company such as preparing and recording accurate, complete, and updated particulars in the securities register, and providing an internal control system that can prevent any misconduct which may cause damage to the company or securities holders
Regulations Provision of Securities Registration Services to Securities Holders The scope of securities registration services provided to securities holders including the registration of securities transfers, the alteration of particulars in the securities register, the registration of securities pledge and the revocation of securities pledge, the registration of Securities attachment and the revocation of securities attachment, the issuance of new Securities certificates, and the inspection and application for making copies of particulars in the securities register