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Annual Report
2015
Members’ ordinary and extraordinary meetings
In 2015, the BoG called an ordinary meeting on April 22,
chaired by the BoG Chairman and attended by six governors
(out of total of 11). There was one extraordinary meeting in
2015, with an average attendance of 94% of members. Among
the matters considered were election of governors, appointment
of the auditor, consideration of significant practices relevant to
members, and the arrangement of hearings on matters related to
all members, which was the amendment of the Buy-in criteria.
Activities
Times
Details
SET and ASCO executive
luncheon meetings
6 times
These monthly panel discussions were held between members of the
Association of Thai Securities Companies (ASCO) and various parties
involved in the capital market to discuss matters of mutual concern.
CEO networking
1 times
These were panel discussions among senior executives of all brokerage
firms to strengthen the good relationships and enable members to
express opinions on the securities business.
Member meeting
4 times
Arranged four seminars for members, under the topics of
- A survey study findings: In-depth behavior of investors in the
stock market
- Revision of amendment: Procedures for the filing of reports
through electronic means
- Revision of amendment: Punishment imposed on members and
disclosure of punishment
- A survey study findings: Segmentation by provinces of retail
investors in stock market during 2013-2014
Member newsletter
4 issues
This publication is for all members, containing quarterly updates on the
capital market.
CEO letter
12 issues
This is a monthly newsletter from the SET president to managing
directors of all securities companies, informing them of SET activities.
Collaborative activities among members in 2015