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Annual Report 2014

102

Support unit:

Enforcement Department

Name

Position

Structure:

The committee consists of three to five members, appointed by the SET BoG

with the approval of the SEC. Each member must be expert in at least one of the following fields:

law, finance and accounting, or the brokerage business.

Term:

July 1, 2013 to June 30, 2015

1. Hiran

Radeesri

2. Chokechai Tanpoonsinthana

3.Manop Nagadatta

4. Prasit

Kovilaikul

5. Somjin

Sornpaisarn

Chairman

Member

Member

Member

Member

1. Appeals Committee

Responsibilities of the Appeals Committee

are:

1. To review any appeal made against any punishment

or orders laid down by the SET BoG, Disciplinary

Committee or President and to determine the

innocence or guilt of appellants

2. To review any request for suspension of execution

of punishment or orders in which any condition or

collateral is stipulated or required

3. To advise the SET BoG regarding punishments,

reductions in punishments, orders not to punish,

confirming punishment orders being appealed,

or any other matter raised by appellants

4. To order the termination of any appeal withdrawn

prior to or during deliberation by the Appeals

Committee