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Support unit:
Enforcement Department
Name
Position
Structure:
Five members. At least one member must be a SET governor. One person must have the
expertise and experience in the businesses of SET, brokerage or financial firms. One person must
be a legal expert. It has to include the SET president or an executive at senior vice president level
or above as delegated by the SET president.
Term:
January 1, 2015 to December 31, 2016
4. Disciplinary Committee
1. Pattera
Dilokrungthirapop
2. Professor Kitipong Urapeepatanapong
3. Rapee
Sucharitakul
4. Sutthi
Sookying
5. The SET executive at senior vice president level or above,
as delegated by the SET president
Chairman
Member
Member
Member
Member
1. To examine any alleged wrongdoing and punish
any individual or juristic person who violates or
associates with others in violating SET’s rules and
regulations, and report the punishment to the SET
BoG, except in cases concerning:
(a) securities delisting
(b) temporary trading suspension of a member
company
(c) membership revocation
(d) other cases as specified by the SET BoG
In the exceptions above, the Disciplinary Committee
will examine facts and evidence, then report the
findings with recommendations to the BoG for
action.
2. To examine and give explicit instructions according
to SET’s rules and regulations, including taking any
other action necessary for the disciplinary process
Responsibilities of the Disciplinary
Committee are: