Sustainability Report 2015

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Sustainability management
The BoG has assigned SET governors to consider, review, and efficiently drive the policies related to the exchange
sustainable development and report to the BoG quarterly. This is done through the committees involved in CG and
sustainability, consisting of the Audit, Nomination and Remuneration, Risk Management, and Corporate Governance
and Social Responsibility Committees.
Oversight of SET’s corporate governance and social responsibility
Communication of SET’s Sustainability Goals
In 2015, the BoG determined the SET Sustainable Stock Exchange (SET SSE) strategy and goals according to
the SET Sustainability Framework, with directions for concrete results. In addition, SET communicated these goals
to all SET staff through various channels and activities such as workshops on sustainability strategies, CG Day
events, video clips, and posters.
SET’s Code of Conduct is the main guideline for business
practices for SET governors, executives and employees.
Everyone has received the Code of Conduct when a working
at SET for the first time and must sign the agreement to
strictly follow the Code of Conduct. SET’s Code of Conduct
is revised to be consistent with the annual corporate
strategy and communicated throughout the organization
via various channels, including emails, Intranet, CG Day
activities.
In 2015, the BoG revised the deninition of “Restricted List”
used in controlling trading of SET-listed securities by
SET employees, to be in line with the improved market
surveillance measures in case of market irregularities.
This revision would help prevent abuse of power and
ensure clarity and transparency.
All SET stakeholders can report inappropriate actions or
legal or Code of Conduct violations directly to the chairman
of the Audit Committee via postal mail or email. Such
information will be kept confidential and only disclosed
as necessary to prevent harm to the complainants.
Investigations will be conducted and the findings will be
reported to the BoG for decisions. In 2015, no such reports
were submitted.
SET’s Code of Conduct
Whistleblowers can contact SET via:
Chairman of the Audit Committee
Internal Audit Department
The Stock Exchange of Thailand
93 Ratchadaphisek Road , Dindaeng,
Bangkok 10400