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Securities Professionals Development Strategies
Growing opportunities and expanding quality securities professionals into capital market
Development of qualified professionals
Existing
Professionals
Qualified
Professionals
Investment Consultant (IC)
Investment Professional
Investment Consultant Leader
Existing Analyst
Multi-
Product
Specialist
Equity
Product
Specialist
Investment
Planner
New Breed @ U-net
Young Corporate Finacial Officer
Junior
Analyst
Back
Office
Personnel
HR
1
Securities Professionals’ Quality
The quality development of securities professionals will efficiently strengthen quality of intermediaries and create
trust among investors as a result. SET has designed two training programs: one on development of university
students to become qualified professionals, and the other one on upgrading existing professionals.