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Investment consultants of securities companies are classified into 3 groups, according to their working
experiences and responsibilities, comprising:
Other professional groups
2
Existing Investment Consultants
1
Securities analysts
2
Back office personnel
3
Investment Consultant Leaders
Mostly with more than 2 years of working experience. In 2014, a total of 1,773 completed the training course,
classified into 3 groups:
SET cooperated with the Investment Analysts Association to launch 2 training programs for junior analysts
with less than 2 years of working experience and the analysts with over 2 years of working experience.
In 2014, a total of 334 analysts completed the training program.
SET cooperated with the Association of Thai Securities Companies in organizing training of securities
trading process and risk management for securities operation officers. In 2014, a total of 425 officers
completed the training program.
3
Human resource officer
SET cooperated with the Association of Thai Securities Companies in organizing an orientation session for
human resource officers of securities on the overview of the capital market and financial instruments. This
session was helpful in the recruitment of personnel in financial and securities businesses. In 2014, a total
of 87 officers participated in this session.
Mostly executives, branch managers or team leaders. In 2014, a total of 104 completed the training course.
mainly specializing in
securities business.
Areas of development include
products, financial statement
analysis, technical analysis and
selling techniques.
Total: 996.
specializing in both
securities and future
contracts. Total: 561.
specializing in investment
planning. Total: 216.
Equity product
specialists
Multi-Product
specialists
Licensed
investment planners
(investment consultants)
1
3
2
Group
Group
Group