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Annual Report
2015
Committees of The Stock Exchange of Thailand (SET) 2016
1. Appeals Committee
2. Audit Committee
3. Corporate Governance and Social Responsibilities Committee
4. Disciplinary Committee
5. Legal Affairs Committee
6. Nomination and Remuneration Committee
7. Risk Management Committee
8. Securities Investor Protection Fund Committee
1. Appeals Committee
Support unit:
Enforcement Department
Structure:
The committee consists of three tofivemembers, appointedby the SET BoGwith the approval of
the SEC. Eachmember must be expert in at least one of the following fields: law, finance and accounting,
or the brokerage business.
Term:
July 1, 2015 to June 30, 2017
Name
Position
1. Pakhawat Kovithvatanaphong
2. Chao
Arunyawat
3. Chokechai Tanpoonsinthana
4. Manop
Nagadatta
5. Somjin
Sornpaisarn
Chairman
Member
Member
Member
Member
Responsibilities of the Appeals Committee are:
1. To review any appeal made against any punishment or orders
laid down by the SETBoG, Disciplinary Committee or President,
and to determine the innocence or guilt of appellants
2. To review any request for suspension of execution of
punishment or orders in which any condition or collateral
is stipulated or required
3. To advise the SET BoG regarding punishments, reductions in
punishments, orders not to punish, confirming punishment
orders being appealed, or any other matter raised by
appellants
4. To order the termination of any appeal withdrawn prior to
or during deliberation by the Appeals Committee
As of January 1, 2016