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Annual Report
2015
Developing Intermediaries
Upgradingqualityof personnel in securities business
SET, in cooperation with various professional associations,
such as the Association of Thai Securities Companies, Association
of Investment Management Companies and Investment Analysts
Association, has developed tailor-made training programs that
fit the needs of personnel in different areas, covering investment
consultants, investment analysts, securities operation officers
and HR personnel. The training programs that have already
been launched were “The IC leader @ Securities and Asset
Management Companies,” “The TFEX specialist @ brokers”
program, “The Strengthening analyst @ broker” program, the
“Evening class for IC @ SET” program, organized throughout
2015, attended by 3,538 participants.
Preparing students for capital market professions
SET has cooperated with various professional associations
and 26 universities to encourage students to prepare themselves
for capital market career, both at intermediaries and listed
companies. These preparatory courses consist of the “New
Breed IC @ U-Net” program, designed for the development
of investment consulting personnel, in which 755 students
managed to pass the licensing program; “the Young Corporate
Financial Officer (YFO)” program aiming at developing students
for financial and IR officer professions, participated by 75
students; the New Breed Analyst @ U-Net program aiming at
preparing graduate students for the new breeds of investment
analyst through intensive training and testing programs for of
CISA 1 level, 85 students winning scholarships and 20 instructors
at universities participating.
Developing licensing standard
As SET is in charge of the set standards of capital market
personnel, SET has carried out the following activities:
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SET supervises
and manages contents, test banks and testing standards
of investment consultants. In 2015, there were 66,175
persons entering the test, with 10 random inspections on
quality assurance of testing centers. As for the management
of CISA program that issues certification requires for
analyst and fund manager licensing, in 2015, a total of
2,530 persons entered the test.
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SET approved 150 training programs relating to license
renewal, and conducted random inspection of quality as-
surance of 13 license training institutes.
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SET cooperated with the National
Committee for Business Development (NCBD) of Lao
PDR, the supervisory body for enterprise development of
Lao, to organize a seminar on “State Owned Enterprises
Management and Corporate Governance” at the Stock
Exchange of Lao, Vientiane. The seminar aimed at shar-
ing experiences with the administrators who oversee state
enterprises and executives of state enterprises, totaling
60 persons, on state enterprise management in Thailand,
especially corporate governance, for the benefit of state
enterprise management in Lao in the future.
DevelopingQuality of Investors and
General Public
SET aims at creating wealth for the Thai people by continuously
organizing and developing learning channels for financial and
investment planning for investors and the general public.
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SET launched “Money Matters Need Planning: rethink and
become wealthy” program Year 3 in order to campaign
awareness of financial planning and wealth creation among
career people in government service, state enterprises and
private organizations all over the country. The program
reached more than 2.3 million target groups through both
offline and online channels including the live broadcast of
Financial Planning Program through Money Channel.