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90 Annual Report 2012
Compliance risk
SET analyzes, evaluates, monitors and manages compliance risk, which covers the dangers of violating rules and
regulations of external parties, or of parties internal to the SET Group, e.g., approval and / or signing authority of various
levels. This is to ensure that SET strictly complies with all laws and regulations.
Business interruption risk
SET has a Business Continuity Plan (BCP) in place to ensure that SET’s critical activities can be carried out without
interruption in the event of traumatic events. In addition, BCP-related documentation is regularly reviewed and updated.
SET also continues to conduct annual BCP exercises with all related participants in the Thai capital market to validate
the adequacy and readiness of the BCP. SET emphasizes the preparedness of its staff and tests the systems of both its main
and alternate sites with members, to ensure that trading can continue without disruption if a traumatic event occurs.