Annual Report 2017

73 4. Disciplinary Committee Support unit: Enforcement Department Structure: Five members. At least one member must be a SET governor. One person must have expertise and experience in the businesses of SET, brokerage or financial firms. One person must be a legal expert. It has to include the SET president or an executive at senior vice president level or above as delegated by the SET president. Term: January 1, 2017 to December 31, 2018 Name Position 1. Pattera Dilokrungthirapop Chairman 2. Charnchai Kongthongluck Member 3. Professor Kitipong Urapeepatanapong Member 4. Sutthi Sookying Member The SET executive at senior vice president level or above, as delegated by the SET president Member Responsibilities of the Disciplinary Committee are: 1. To examine any alleged wrongdoing and punish any individual or juristic person who violates or associates with others in violating SET’s rules and regulations, and report the punishment to the SET BoG, except in cases concerning: (a) securities delisting (b) temporary trading suspension of a member company (c) membership revocation (d) other cases as specified by the SET BoG In the exceptions above, the Disciplinary Committee will examine facts and evidence, then report the findings with recommendations to the BoG for action. 2. To examine and give explicit instructions according to SET’s rules and regulations, including taking any other action necessary for the disciplinary process