Annual Report 2017

70 Annual Report 2017 As of January 2, 2018 Committees of The Stock Exchange of Thailand (SET) 2018 1. Appeals Committee 2. Audit Committee 3. Corporate Governance and Social Responsibilities Committee 4. Disciplinary Committee 5. Legal Affairs Committee 6. Nomination and Remuneration Committee 7. Risk Management Committee 8. Securities Investor Protection Fund Committee 1. Appeals Committee Support unit: Enforcement Department Structure: The committee consists of three to five members, appointed by the SET BoG with the approval of the SEC. Each member must be expert in at least one of the following fields: law, finance and accounting, or the brokerage business. Term: July 1, 2017 to June 30, 2019 Responsibilities of the Appeals Committee are: 1. To review any appeal made against any punishment or orders laid down by the SET BoG, Disciplinary Committee or President, and to determine the innocence or guilt of appellants 2. To review any request for suspension of execution of punishment or orders in which any condition or collateral is stipulated or required 3. To advise the SET BoG regarding punishments, reductions in punishments, orders not to punish, confirming punishment orders being appealed, or any other matter raised by appellants 4. To order the termination of any appeal withdrawn prior to or during deliberation by the Appeals Committee Name Position 1. Pakhawat Kovithvatanaphong Chairman 2. Chao Arunyawat Member 3. Chokechai Tanpoonsinthana Member 4. Wanchart Santikunchorn Member 4. Somjin Sornpaisarn Member

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